News & Analytic Centre

As new data privacy laws, cybersecurity expectations, and unforeseen risks increasingly intersect (and potentially conflict) with long-standing financial services regulations, compliance professionals must navigate a nightmarish array of communications retention and surveillance obligations.

The pandemic has brought on an onslaught of issues for compliance teams, as many employees have been working remotely, and using new communication channels that may not have been designed with compliance in mind.

Funko Inc. saw its market valuation jump 6% after Piper Sandler wrote that its potential entrance into the NFT market could drive growth.

U.S. crude stockpiles have declined to about the same level as June 2019.